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Securities and Financial Services Law e10

Securities and Financial Services Law e10

By Ashley Black and Pamela Hanrahan

A comprehensive and practical treatment of the regulation of products, markets and participants in the financial services industry.

Finance 

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  • Full description

    Securities and Financial Services Law is an authoritative text on the regulation of Australian securities markets and of the various entities involved in those markets. This 10th edition provides updated commentary on how various legislative amendments resulting from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry and recent case law affect issuers, intermediaries, market operators, traders and investors.

    Features

    • Examines an area that is of significant practical importance for the Australian economy and for investors, including the many Australians who hold retirement savings in the form of superannuation.
  • About the author

    The Hon Justice Ashley Black is a Judge of the Supreme Court of New South Wales.

    Pamela Hanrahan is Professor of Commercial Law and Regulation at the UNSW Business School.

  • Product details

    ISBN: 9780409352795

    Published: 2021

    Format: Softcover

  • Table of contents

    Part 1 - Introduction

    1. Regulating securities and markets

    2. Administration of the securities and financial services laws

    3. Defining financial products

    Part 2 - Issuers

    4. Offering securities under Ch 6D

    5. Offering financial products under Pt 7.9

    6. Continuous disclosure

    7. Liability for defective disclosure

    8. Investor claims for defective disclosure

    Part 3 - Markets

    9. Market infrastructure providers

    Part 4 - Intermediaries

    10. Australian financial services licensing

    11. Financial services licensees and their clients

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